Filing Details
- Accession Number:
- 0001179110-21-010413
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-26 11:11:39
- Reporting Period:
- 2021-11-26
- Accepted Time:
- 2021-11-26 11:11:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1864208 | Guggenheim Active Allocation Fund | GUG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608884 | Angela Brock-Kyle | 227 West Monroe Street Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-26 | 999 | $20.01 | 999 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-11-26 | 1 | $20.01 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |