Filing Details
- Accession Number:
- 0001104659-21-143825
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-26 10:16:12
- Reporting Period:
- 2021-11-23
- Accepted Time:
- 2021-11-26 10:16:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553169 | S Keith Franz | C/O Cion Investment Corp. 3 Park Avenue, 36Th Fl New York NY 10016 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2021-11-23 | 5,000 | $13.50 | 5,000 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2021-11-24 | 10,000 | $14.13 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents the aggregate of purchases effected on the same trading day at different prices.
- Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.06 to $14.17 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Billionaire Hedge Funds
