Filing Details
- Accession Number:
- 0000899243-21-046060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-24 16:30:31
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-24 16:30:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1527166 | Carlyle Group Inc. | CG | Investment Advice (6282) | 452832612 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543846 | A. Daniel D'aniello | 1001 Pennsylvania Avenue, Nw Washington DC 20004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-22 | 1,498,600 | $58.05 | 32,488,502 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-11-22 | 1,400 | $59.10 | 32,487,102 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 495,542 | Indirect | See Footnote |
Common Stock | 17,000 | Indirect | See Footnote |
Footnotes
- Due to administrative error, the shares reported as directly held by the reporting person on his last Form 4, filed on August 27, 2021, inadvertently included 512,542 shares that were held indirectly and resulted in over-reporting the shares held directly by such amount. This Form 4 reflects the corrected total beneficial ownership for the reporting person.
- The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $59.05 to $59.28, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
- Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
- Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.