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Filing Details

Accession Number:: 0001104659-21-143558
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-24 16:11:00
Reporting Period:: 2021-11-22

Accepted Time:: 2021-11-24 16:11:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1570827	Victory Capital Holdings Inc.	VCTR	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1606112	Rcp Lake Co-Invest, L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1621529	Reverence Capital Partners Opportunities Fund I (Ai), L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1621530	Reverence Capital Partners Opportunities Fund I, L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1621531	Reverence Capital Partners Opportunities Fund I (Cayman), L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1729927	R. Milton Berlinski	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731503	Rcp Genpar Holdco Llc	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731545	Rcp Genpar Lp	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731553	Rcp Opp Fund I Gp, L.p.	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731555	Rcp Co-Invest Gp Llc	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No
1731602	Reverence Capital Partners Llc	C/O Reverence Capital Partners Llc 590 Madison Ave. New York NY 10022	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-11-22	307,385	$0.00	307,385	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-22	255,571	$0.00	255,571	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-22	4,915	$0.00	4,915	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-22	295,898	$0.00	295,898	No	4	C	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-11-22	307,385	$34.00	0	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-11-22	255,571	$34.00	0	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-11-22	4,915	$34.00	0	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2021-11-22	295,898	$34.00	0	No	4	S	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-23	3,148,685	$0.00	3,148,685	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-23	2,617,925	$0.00	2,617,925	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-23	50,344	$0.00	50,344	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-23	3,031,017	$0.00	3,031,017	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-23	184,231	$0.00	184,231	No	4	C	Indirect	See Footnotes
Class A Common Stock	Acquisiton	2021-11-23	294,225	$0.00	294,225	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-11-22	307,385	$0.00	307,385	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-22	255,571	$0.00	255,571	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-22	4,915	$0.00	4,915	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-22	295,898	$0.00	295,898	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-23	3,148,685	$0.00	3,148,685	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-23	2,617,925	$0.00	2,617,925	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-23	50,344	$0.00	50,344	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-23	3,031,017	$0.00	3,031,017	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-23	184,231	$0.00	184,231	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-23	294,225	$0.00	294,225	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,148,685	No	4	C	Indirect
2,617,925	No	4	C	Indirect
50,344	No	4	C	Indirect
3,031,017	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Indirect
0	No	4	C	Direct

Footnotes

Reflects the conversion of shares of Class B Common Stock of the Issuer ("Class B Shares") into shares of Class A Common Stock of the Issuer ("Class A Shares") on a one-for-one basis. Class B Shares are convertible into Class A Shares on a one-for-one basis at any time by the holder and have no expiration date.
Reflects the sale of Class A Shares by certain of the Reporting Persons in connection with a secondary offering of the Issuer pursuant to an underwriting agreement, dated November 17, 2021, at a public offering price of $34.00 per Class A Share (the "Secondary Offering"). The Secondary Offering closed on November 22, 2021. The material terms of the Secondary Offering are described in the prospectus supplement, dated November 17, 2021, filed with by the Issuer with the Securities and Exchange Commission on November 18, 2021.
Shares owned directly by Reverence Capital Partners Opportunities Fund I, L.P. (and together with Reverence Capital Partners Opportunities Fund I (Cayman), L.P. and Reverence Capital Partners Opportunities Fund I (AI), L.P., the "Reverence Capital Funds")
Shares owned directly by Reverence Capital Partners Opportunities Fund I (Cayman), L.P.
Shares owned directly by Reverence Capital Partners Opportunities Fund I (AI), L.P.
Shares owned directly by RCP Lake Co-Invest, L.P. RCP Co-Invest GP LLC is the general partner of RCP Lake Co-Invest, L.P. Reverence Capital Partners LLC is the managing member of RCP Co-Invest GP LLC. Each of Reverence Capital Partners LLC and RCP Co-Invest GP LLC may be deemed to have beneficial ownership of the shares owned directly by RCP Lake Co-Invest, L.P.
RCP Opp Fund I GP, L.P. is the general partner of each of the Reverence Capital Funds. RCP GenPar LP is the general partner of RCP Opp Fund I GP, L.P. RCP GenPar HoldCo LLC is the general partner of RCP GenPar LP. Mr. Berlinski is the sole member of RCP GenPar HoldCo LLC. Each of Mr. Berlinski, RCP GenPar HoldCo LLC, RCP GenPar LP and RCP Opp Fund I GP, L.P. may be deemed to have beneficial ownership of the shares owned directly by the Reverence Capital Funds.
Shares owned directly by MRB ICBC LLC, an entity which Mr. Berlinski controls.
Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
On November 19, 2021, the Issuer held a special meeting of stockholders at which the stockholders approved an amendment to the Issuer's certificate of incorporation to convert all outstanding shares of Class B Shares into an equal number of shares of Class A Shares on a one-for-one basis (the "Conversion"). The Conversion was effected on November 23, 2021, upon the Issuer's filing of its amended and restated certificate of incorporation with the Secretary of State of the State of Delaware.