Filing Details
- Accession Number:
- 0001567619-21-021132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-24 09:23:25
- Reporting Period:
- 2021-11-23
- Accepted Time:
- 2021-11-24 09:23:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336612 | E Thomas Dalum | 11200 W Plank Court Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-23 | 853 | $12.75 | 64,384 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-23 | 330 | $21.75 | 64,054 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-23 | 90 | $21.76 | 63,964 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-23 | 100 | $21.76 | 63,864 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-23 | 3 | $21.77 | 63,861 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-23 | 78 | $21.78 | 63,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-23 | 252 | $21.79 | 63,531 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2021-11-23 | 853 | $12.75 | 853 | $12.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 79,219 | 2016-03-04 | 2025-03-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 25,000 | Indirect | By IRA |
| Common Stock | 36,596 | Indirect | By Trust |
Billionaire Hedge Funds
