Filing Details
- Accession Number:
- 0001683168-21-005944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-23 20:55:20
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-23 20:55:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1114925 | Lantronix Inc | LTRX | Computer Communications Equipment (3576) | 330362767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1894926 | Heidi Nguyen | C/O Lantronix 7535 Irvine Center Drive, Suite 100 Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-22 | 705,000 | $7.05 | 5,415,880 | No | 4 | S | Indirect | By TL Investment GmbH |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By TL Investment GmbH |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 106,454 | Indirect | By spouse |
Footnotes
- Represents shares of the Issuer's common stock sold by TL Investment GmbH pursuant to the underwriters' exercise on November 22, 2021 of their option to purchase additional shares of the Issuer's common stock from TL Investment GmbH in connection with an underwritten public offering at a price per share of $7.05, after deducting the underwriting discount.
- The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH.
- The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.
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