Filing Details
- Accession Number:
- 0001562180-21-007241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-23 18:59:02
- Reporting Period:
- 2021-11-19
- Accepted Time:
- 2021-11-23 18:59:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248813 | S Mark Brody | C/O Unity Bank 64 Old Highway 22 Clinton NJ 08809 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-19 | 356 | $27.10 | 72,251 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-22 | 1,107 | $26.82 | 71,144 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 40,102 | Indirect | Financial Planning Analysts |
| Common Stock | 255,465 | Indirect | Financial Planning Analysts Dispositive Shares |
| Restricted Stock | 1,675 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $0.00 | 0 | 22,800 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 22,800 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $27.07 USD to $27.25 USD, the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $26.78 USD to $26.885 USD, the price reported above reflects the weighted average sale price.
- A total of 71,144 shares are beneficially owned by Dr. Brody; 33,592 are held jointly with his spouse, 17,503 are held in street name, 19,929 are held in an account at Shareworks, and 120 are held in an account at Computershare.
- Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
- 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
- 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.
Billionaire Hedge Funds
