Filing Details
- Accession Number:
- 0001225033-21-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-23 16:58:42
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-23 16:58:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883902 | Cornerstone Building Brands Inc. | CNR | Prefabricated Metal Buildings & Components (3448) | 760127701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576918 | L John Buckley | 5020 Weston Parkway, Suite 400 Cary NC 27513 | Pres., Siding Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2021-11-22 | 15,139 | $12.16 | 141,997 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2021-11-22 | 11,674 | $4.52 | 153,671 | No | 4 | M | Direct | |
| Common Stock,$0.01 Par Value | Disposition | 2021-11-22 | 47,140 | $17.29 | 106,531 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Option (Right to Buy) | Disposition | 2021-11-22 | 15,139 | $0.00 | 15,139 | $12.16 |
| Common Stock, $0.01 Par Value | Option (Right to Buy) | Disposition | 2021-11-22 | 11,674 | $0.00 | 11,674 | $4.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 174,960 | 2028-11-16 | No | 4 | M | Direct | |
| 23,703 | 2030-03-16 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.25 to $17.385. The reporting person undertakes to provide to Cornerstone Building Brands, Inc., any security holder of Cornerstone Building Brands, Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- The option vests in five equal annual installments beginning on November 16, 2019.
- The option vests in three equal annual installments beginning on March 16, 2021.
Billionaire Hedge Funds
