Filing Details
- Accession Number:
- 0001209191-21-066472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-23 16:44:04
- Reporting Period:
- 2021-11-19
- Accepted Time:
- 2021-11-23 16:44:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1676238 | Braze Inc. | BRZE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532809 | Neeraj Agrawal | C/O Battery Ventures One Marina Park Drive, Suite 1100 Boston MA 02210 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-19 | 6,220,863 | $0.00 | 6,220,863 | No | 4 | C | Indirect | By Battery Ventures XI-A Side Fund, L.P. |
| Common Stock | Acquisiton | 2021-11-19 | 1,348,927 | $0.00 | 1,348,927 | No | 4 | C | Indirect | By Battery Ventures XI-B Side Fund, L.P. |
| Common Stock | Acquisiton | 2021-11-19 | 221,708 | $0.00 | 221,708 | No | 4 | C | Indirect | By Battery Investment Partners Select Fund I, L.P. |
| Common Stock | Acquisiton | 2021-11-19 | 2,241,717 | $0.00 | 2,241,717 | No | 4 | C | Indirect | By Battery Ventures Select Fund I, L.P. |
| Common Stock | Disposition | 2021-11-19 | 6,220,863 | $0.00 | 0 | No | 4 | J | Indirect | By Battery Ventures XI-A Side Fund, L.P. |
| Common Stock | Disposition | 2021-11-19 | 1,348,927 | $0.00 | 0 | No | 4 | J | Indirect | By Battery Ventures XI-B Side Fund, L.P. |
| Common Stock | Disposition | 2021-11-19 | 221,708 | $0.00 | 0 | No | 4 | J | Indirect | By Battery Investment Partners Select Fund I, L.P. |
| Common Stock | Disposition | 2021-11-19 | 2,241,717 | $0.00 | 0 | No | 4 | J | Indirect | By Battery Ventures Select Fund I, L.P. |
| Class A Common Stock | Acquisiton | 2021-11-19 | 1,100,000 | $0.00 | 1,100,000 | No | 4 | C | Indirect | By Battery Ventures Select Fund I, L.P. |
| Class A Common Stock | Acquisiton | 2021-11-19 | 29,250 | $65.00 | 29,250 | No | 4 | P | Indirect | By Battery Investment Partners Select Fund I, L.P. |
| Class A Common Stock | Acquisiton | 2021-11-19 | 295,750 | $65.00 | 1,395,750 | No | 4 | P | Indirect | By Battery Ventures Select Fund I, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Battery Ventures XI-A Side Fund, L.P. |
| No | 4 | C | Indirect | By Battery Ventures XI-B Side Fund, L.P. |
| No | 4 | C | Indirect | By Battery Investment Partners Select Fund I, L.P. |
| No | 4 | C | Indirect | By Battery Ventures Select Fund I, L.P. |
| No | 4 | J | Indirect | By Battery Ventures XI-A Side Fund, L.P. |
| No | 4 | J | Indirect | By Battery Ventures XI-B Side Fund, L.P. |
| No | 4 | J | Indirect | By Battery Investment Partners Select Fund I, L.P. |
| No | 4 | J | Indirect | By Battery Ventures Select Fund I, L.P. |
| No | 4 | C | Indirect | By Battery Ventures Select Fund I, L.P. |
| No | 4 | P | Indirect | By Battery Investment Partners Select Fund I, L.P. |
| No | 4 | P | Indirect | By Battery Ventures Select Fund I, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A-1 Preferred-NV Stock | Disposition | 2021-11-19 | 30,732 | $0.00 | 30,732 | $0.00 |
| Common Stock | Series A-1 Preferred-NV Stock | Disposition | 2021-11-19 | 6,664 | $0.00 | 6,664 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2021-11-19 | 159,150 | $0.00 | 159,150 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2021-11-19 | 1,609,187 | $0.00 | 1,609,187 | $0.00 |
| Common Stock | Series A Preferred-NV Stock | Disposition | 2021-11-19 | 218,095 | $0.00 | 218,095 | $0.00 |
| Common Stock | Series A Preferred-NV Stock | Disposition | 2021-11-19 | 47,292 | $0.00 | 47,292 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2021-11-19 | 51,586 | $0.00 | 51,586 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2021-11-19 | 521,585 | $0.00 | 521,585 | $0.00 |
| Common Stock | Series B Preferred-NV Stock | Disposition | 2021-11-19 | 256,897 | $0.00 | 256,897 | $0.00 |
| Common Stock | Series B Preferred-NV Stock | Disposition | 2021-11-19 | 55,706 | $0.00 | 55,706 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2021-11-19 | 4,242,496 | $0.00 | 4,242,496 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2021-11-19 | 919,936 | $0.00 | 919,936 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2021-11-19 | 619,624 | $0.00 | 619,624 | $0.00 |
| Common Stock | Series D Preferred Stock | Disposition | 2021-11-19 | 134,360 | $0.00 | 134,360 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2021-11-19 | 853,019 | $0.00 | 853,019 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2021-11-19 | 184,969 | $0.00 | 184,969 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2021-11-19 | 10,972 | $0.00 | 10,972 | $0.00 |
| Common Stock | Series E Preferred Stock | Disposition | 2021-11-19 | 110,945 | $0.00 | 110,945 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-19 | 6,220,863 | $0.00 | 6,220,863 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-19 | 1,348,927 | $0.00 | 1,348,927 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-19 | 221,708 | $0.00 | 221,708 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-19 | 2,241,717 | $0.00 | 2,241,717 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-19 | 1,100,000 | $0.00 | 1,100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 6,220,863 | No | 4 | J | Indirect | ||
| 1,348,927 | No | 4 | J | Indirect | ||
| 221,708 | No | 4 | J | Indirect | ||
| 2,241,717 | No | 4 | J | Indirect | ||
| 1,141,717 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A-1 Preferred Stock-NV, Series A Preferred Stock, Series A Preferred Stock-NV, Series B Preferred Stock, Series B Preferred Stock-NV, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into shares of Common Stock on a 1:1 basis prior to being reclassified into shares of Series B Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering.
- The reported securities are owned directly by Battery Ventures XI-A Side Fund, L.P. ("BV XI-A SF"). The sole general partner of BV XI-A SF is Battery Partners XI Side Fund, LLC ("BP XI SF"). BP XI SF's investment adviser is Battery Management Corp. ("BMC"). The Reporting Person is a managing member of BP XI SF and may be deemed to share voting and dispositive power over the securities held by BV XI-A SF. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- The reported securities are owned directly by Battery Ventures XI-B Side Fund, L.P. ("BV XI-B SF"). The sole general partner of BV XI-B SF is BP XI SF. BP XI SF's investment adviser is BMC. The Reporting Person is a managing member of BP XI SF and may be deemed to share voting and dispositive power over the securities held by BV XI-B SF. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- The reported securities are owned directly by Battery Investment Partners Select Fund I, L.P. ("BIP Select I"). The sole general partner of BIP Select I is Battery Partners Select Fund I GP, LLC ("BP Select I GP"). BP Select I GP's investment adviser is BMC. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BIP Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- The reported securities are owned directly by Battery Ventures Select Fund I, L.P. ("BV Select I"). The sole general partner of BV Select I is Battery Partners Select Fund I, L.P. ("BP Select I"). The general partner of BP Select I is BP Select I GP. BP Select I GP's investment adviser is BMC. The Reporting Person is a managing member of BP Select I GP and may be deemed to share voting and dispositive power over the securities held by BV Select I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock (A) at any time at the option of the Reporting Person or (B) automatically upon the occurrence of the following: (1) the transfer of such share of Class B Common Stock, except for certain transfers whereby the Reporting Person continues to hold sole voting and dispositive power with respect to each such share, (2) the death of a Class B common stockholder who is a natural person, (3) the last trading day of the fiscal quarter immediately following the fifth anniversary of the Issuer's initial public offering, (4) the date specified by affirmative vote of the holders of a majority of the outstanding shares of Class B common stock and (5) the last trading day of the fiscal quarter during which the then outstanding shares of Class B Common Stock first represent less than 10% of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock.
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