Filing Details
- Accession Number:
- 0001104659-21-143056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-23 16:31:39
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-23 16:31:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1653384 | Runway Growth Finance Corp. | RWAY | () | 475049745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1664300 | B. Thomas Raterman | C/O Runway Growth Finance Corp., 205 N. Michigan Ave, Suite 4200 Chicago IL 60601 | Cfo, Treasurer And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-11-22 | 1,000 | $12.86 | 8,977 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 61,986 | Indirect | By Runway Growth Holdings LLC |
Footnotes
- The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in two transactions at prices of $12.825 and $12.90 per share. The reporting person undertakes to provide Runway Growth Finance Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
- The number of shares includes shares acquired prior to November 22, 2021 pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
- These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.