Filing Details

Accession Number:
0001104659-21-143056
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-23 16:31:39
Reporting Period:
2021-11-22
Accepted Time:
2021-11-23 16:31:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1653384 Runway Growth Finance Corp. RWAY () 475049745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664300 B. Thomas Raterman C/O Runway Growth Finance Corp.,
205 N. Michigan Ave, Suite 4200
Chicago IL 60601
Cfo, Treasurer And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2021-11-22 1,000 $12.86 8,977 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 61,986 Indirect By Runway Growth Holdings LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in two transactions at prices of $12.825 and $12.90 per share. The reporting person undertakes to provide Runway Growth Finance Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.
  2. The number of shares includes shares acquired prior to November 22, 2021 pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
  3. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.