Filing Details
- Accession Number:
- 0001578563-21-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-23 16:30:35
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-23 16:30:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1753162 | Fathom Holdings Inc. | FTHM | Real Estate Agents & Managers (For Others) (6531) | 821518164 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1817271 | Marco Fregenal | C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-22 | 150,000 | $24.13 | 1,114,965 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 329 | Indirect | See footnote |
Common Stock | 150,000 | Indirect | By: Fregenal 2020 Irrevocable Trust |
Footnotes
- The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.
- Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.
- Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
- These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
- These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.