Filing Details

Accession Number:
0001567619-21-021018
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-23 14:37:59
Reporting Period:
2021-11-19
Accepted Time:
2021-11-23 14:37:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336612 E Thomas Dalum 11200 W Plank Court
Wauwatosa WI 53226
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-19 9,658 $12.75 73,189 No 4 M Direct
Common Stock Disposition 2021-11-19 2,000 $21.50 71,189 No 4 S Direct
Common Stock Disposition 2021-11-19 359 $21.51 70,830 No 4 S Direct
Common Stock Disposition 2021-11-19 260 $21.51 70,570 No 4 S Direct
Common Stock Disposition 2021-11-19 81 $21.52 70,489 No 4 S Direct
Common Stock Disposition 2021-11-19 2,861 $21.52 67,628 No 4 S Direct
Common Stock Disposition 2021-11-19 1,585 $21.53 66,043 No 4 S Direct
Common Stock Disposition 2021-11-19 179 $21.54 65,864 No 4 S Direct
Common Stock Disposition 2021-11-19 1,441 $21.54 64,423 No 4 S Direct
Common Stock Disposition 2021-11-19 170 $21.55 64,253 No 4 S Direct
Common Stock Disposition 2021-11-19 447 $21.56 63,806 No 4 S Direct
Common Stock Disposition 2021-11-19 275 $21.57 63,531 No 4 S Direct
Common Stock Acquisiton 2021-11-22 10,270 $12.75 73,801 No 4 M Direct
Common Stock Disposition 2021-11-22 1 $21.64 73,800 No 4 S Direct
Common Stock Disposition 2021-11-22 200 $21.65 73,600 No 4 S Direct
Common Stock Disposition 2021-11-22 300 $21.65 73,300 No 4 S Direct
Common Stock Disposition 2021-11-22 20 $21.67 73,280 No 4 S Direct
Common Stock Disposition 2021-11-22 380 $21.68 72,900 No 4 S Direct
Common Stock Disposition 2021-11-22 100 $21.69 72,800 No 4 S Direct
Common Stock Disposition 2021-11-22 200 $21.70 72,600 No 4 S Direct
Common Stock Disposition 2021-11-22 600 $21.71 72,000 No 4 S Direct
Common Stock Disposition 2021-11-22 100 $21.72 71,900 No 4 S Direct
Common Stock Disposition 2021-11-22 200 $21.73 71,700 No 4 S Direct
Common Stock Disposition 2021-11-22 420 $21.74 71,280 No 4 S Direct
Common Stock Disposition 2021-11-22 280 $21.75 71,000 No 4 S Direct
Common Stock Disposition 2021-11-22 449 $21.75 70,551 No 4 S Direct
Common Stock Disposition 2021-11-22 1,180 $21.76 69,371 No 4 S Direct
Common Stock Disposition 2021-11-22 100 $21.77 69,271 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2021-11-19 9,658 $0.00 9,658 $12.75
Common Stock Stock Options Disposition 2021-11-22 10,270 $0.00 10,270 $12.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,342 2016-03-04 2025-03-04 No 4 M Direct
80,072 2016-03-04 2025-03-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Indirect By IRA
Common Stock 36,596 Indirect By Trust