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Filing Details

Accession Number:: 0000921895-21-002749
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-22 19:14:26
Reporting Period:: 2021-11-18

Accepted Time:: 2021-11-22 19:14:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841968	P10 Inc.	PX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1705527	Patrick Jeff Gehl	C/O P10, Inc. 4514 Cole Avenue, Suite 1600 Dallas TX 75205	Head Marketing & Distribution	No	Yes	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-11-18	168,795	$0.00	168,795	No	4	C	Indirect	By the Jeff P. Gehl Living Trust
Class A Common Stock	Disposition	2021-11-18	168,795	$12.00	0	No	4	S	Indirect	By the Jeff P. Gehl Living Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By the Jeff P. Gehl Living Trust
No	4	S	Indirect	By the Jeff P. Gehl Living Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-11-18	168,795	$0.00	168,795	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,261,939			No	4	C	Indirect

Footnotes

This Form 4 is being filed by Jeff P. Gehl and the Jeff P. Gehl Living Trust (the "Gehl Trust" and together with Mr. Gehl, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Persons, as such securities are being reported in separate Form 4 filings. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are the beneficial owners of the securities of the Issuer reported herein.
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 18, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Represents securities of the Issuer owned directly by the Gehl Trust. As trustee of the Gehl Trust, Mr. Gehl may be deemed to beneficially own the securities of the Issuer owned directly by the Gehl Trust.