Filing Details
- Accession Number:
- 0001104659-21-142677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 19:01:00
- Reporting Period:
- 2021-09-01
- Accepted Time:
- 2021-11-22 19:01:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1426506 | Smg Industries Inc. | SMGI | Transportation Services (4700) | 510662991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1848895 | Jr. E. James Frye | 710 N. Post Oak Road Houston TX 77024 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2021-09-01 | 264,000 | $0.00 | 639,000 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-10-29 | 318,000 | $0.00 | 957,000 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-10-30 | 349,064 | $0.00 | 1,306,064 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | Acquisiton | 2021-09-01 | 0 | $176,000.00 | 1,760,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-10-29 | 0 | $212,000.00 | 2,120,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-10-30 | 0 | $232,709.00 | 2,327,090 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-09-01 | 2023-09-01 | No | 4 | A | Direct |
| 0 | 2021-10-29 | 2023-10-29 | No | 4 | A | Direct |
| 0 | 2021-10-30 | 2023-10-30 | No | 4 | A | Direct |
Footnotes
- Issued as bonus shares in connection with the purchase of convertible notes from the Issuer.
Billionaire Hedge Funds
