Filing Details
- Accession Number:
- 0001104659-21-142676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 19:00:19
- Reporting Period:
- 2021-03-31
- Accepted Time:
- 2021-11-22 19:00:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1426506 | Smg Industries Inc. | SMGI | Transportation Services (4700) | 510662991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1839731 | H Steven Madden | 9801 Katy Pkwy #880 Houston TX 77024 | Chief Transition Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2021-03-31 | 168,107 | $0.00 | 2,093,173 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-04-14 | 450,000 | $0.00 | 2,543,173 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-04-30 | 292,500 | $0.00 | 2,835,673 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-05-24 | 390,000 | $0.00 | 3,225,673 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-06-22 | 225,000 | $0.00 | 3,450,673 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-07-01 | 144,087 | $0.00 | 3,594,760 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-07-12 | 300,000 | $0.00 | 3,894,760 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-08-20 | 300,000 | $0.00 | 4,194,760 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-08-30 | 213,750 | $0.00 | 4,408,510 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-09-02 | 1,200,000 | $0.00 | 5,608,510 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-09-24 | 412,500 | $0.00 | 6,021,010 | No | 4 | P | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2021-09-30 | 194,108 | $0.00 | 6,215,118 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | Acquisiton | 2021-03-31 | 0 | $112,071.00 | 1,120,710 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-04-14 | 0 | $300,000.00 | 3,000,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-04-30 | 0 | $195,000.00 | 1,950,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-05-24 | 0 | $260,000.00 | 2,600,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-06-22 | 0 | $150,000.00 | 1,500,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-07-01 | 0 | $96,058.00 | 960,580 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-07-12 | 0 | $200,000.00 | 2,000,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-08-20 | 0 | $200,000.00 | 2,000,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-08-30 | 0 | $142,500.00 | 1,425,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-09-02 | 0 | $800,000.00 | 8,000,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-09-24 | 0 | $275,000.00 | 2,750,000 | $0.10 |
| Common Stock | Convertible Note | Acquisiton | 2021-09-30 | 0 | $129,405.00 | 1,294,050 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 987,071 | 2021-03-31 | 2023-03-31 | No | 4 | A | Direct |
| 1,287,071 | 2021-04-14 | 2023-04-14 | No | 4 | A | Direct |
| 1,482,071 | 2021-04-30 | 2023-04-30 | No | 4 | A | Direct |
| 1,742,071 | 2021-05-24 | 2023-05-24 | No | 4 | A | Direct |
| 1,892,071 | 2021-06-22 | 2023-06-22 | No | 4 | A | Direct |
| 1,988,129 | 2021-07-01 | 2023-07-01 | No | 4 | A | Direct |
| 2,188,129 | 2021-07-12 | 2023-07-12 | No | 4 | A | Direct |
| 2,388,129 | 2021-08-20 | 2023-08-20 | No | 4 | A | Direct |
| 2,530,629 | 2021-08-30 | 2023-08-30 | No | 4 | A | Direct |
| 3,330,629 | 2021-09-02 | 2023-09-02 | No | 4 | A | Direct |
| 3,605,629 | 2021-09-24 | 2023-09-24 | No | 4 | A | Direct |
| 3,735,034 | 2021-09-30 | 2023-09-30 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.001 | 375,000 | Indirect | By Madden Heritage Foundation |
| Common Stock, Par Value $.001 | 549,000 | Indirect | By Apex Heritage Investments LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Convertible Note | $0.10 | 2020-08-20 | 2022-08-20 | 3,660,000 | 0 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-08-20 | 3,660,000 | 0 | Indirect |
Footnotes
- Issued as bonus shares in connection with the purchase of convertible notes from the Issuer.
Billionaire Hedge Funds
