Filing Details
- Accession Number:
- 0001410636-21-000216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 18:21:07
- Reporting Period:
- 2021-11-19
- Accepted Time:
- 2021-11-22 18:21:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531235 | Maureen Duffy | 1 Water Street Camden NJ 08102-1658 | Svp, Comms & External Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-19 | 4,136 | $52.75 | 23,256 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-19 | 4,136 | $173.72 | 19,120 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-19 | 4,136 | $0.00 | 4,136 | $52.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-12-31 | No | 4 | M | Direct |
Footnotes
- Includes 196 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
- This option award vested in three equal installments on January 1, 2016, 2017 and 2018.
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