Filing Details

Accession Number:
0001209191-21-066166
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-22 17:44:51
Reporting Period:
2021-11-18
Accepted Time:
2021-11-22 17:44:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218471 Y Edward Abbo C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-18 21,266 $1.56 82,553 No 4 M Direct
Class A Common Stock Disposition 2021-11-18 11,633 $42.57 70,920 No 4 S Direct
Class A Common Stock Disposition 2021-11-18 3,856 $43.26 67,064 No 4 S Direct
Class A Common Stock Disposition 2021-11-18 5,732 $44.61 61,332 No 4 S Direct
Class A Common Stock Disposition 2021-11-18 1,917 $45.56 59,415 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-11-18 21,266 $0.00 21,266 $1.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
179,191 2024-01-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 99,137 Indirect See Footnote
Class A Common Stock 448,733 Indirect See Footnote
Footnotes
  1. Transaction pursuant to a previously established Rule 10b5-1 Plan.
  2. Represents weighted average sales price. The shares were sold at prices ranging from $42.05 to $43.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Represents weighted average sales price. The shares were sold at prices ranging from $43.05 to $43.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents weighted average sales price. The shares were sold at prices ranging from $44.06 to $45.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $45.07 to $46.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. The shares are held by the Edward Y. Abbo and Alison C. Abbo 2001 Family Trust, of which the Reporting Person is trustee.
  7. The shares are held by the Abbo 2012 Children's Trust, of which the Reporting Person is trustee.
  8. Fully vested.