Home > Insider Trading > Filing (0001209191-21-066146)

Filing Details

Accession Number:: 0001209191-21-066146
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-22 17:26:30
Reporting Period:: 2021-11-18

Accepted Time:: 2021-11-22 17:26:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1671584	Aptevo Therapeutics Inc.	APVO	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1178579	C Kevin Tang	4747 Executive Drive Suite 210 San Diego CA 92121	No	No	Yes	No
1191935	Tang Capital Partners Lp	4747 Executive Drive Suite 210 San Diego CA 92121	No	No	Yes	No
1232621	Tang Capital Management Llc	4747 Executive Drive Suite 210 San Diego CA 92121	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-11-18	43,213	$9.38	1,716,787	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-18	152,764	$8.32	1,564,023	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-18	4,023	$8.00	1,560,000	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-18	169,533	$8.09	1,390,467	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-19	30,467	$8.01	1,360,000	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-19	183,333	$7.52	1,176,667	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-22	16,667	$7.36	1,160,000	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-22	196,281	$7.11	963,719	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-22	3,719	$6.66	960,000	No	4	S	Indirect	By LP
Common Stock	Disposition	2021-11-22	38,664	$6.55	921,336	No	4	S	Indirect	By LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP
No	4	S	Indirect	By LP

Footnotes

The prices reported in Column 4 are weighted average prices. These shares were sold in multiple transactions at prices ranging from $9.05 to $10.05. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the SEC Staff, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 1 and 3 through 11 herein.
The shares are beneficially owned by Tang Capital Partners, LP ("TCP"). Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Mr. Tang has a pecuniary interest in a portion of the shares beneficially held by TCP.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $8.04 to $9.04.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.01.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.34.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $7.78 to $8.15.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $7.20 to $8.09.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.54.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $6.69 to $7.69.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $6.66 to $6.68.
The prices reported in Column 4 are weighted-average prices. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.71.