Filing Details
- Accession Number:
- 0001089351-21-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 16:53:23
- Reporting Period:
- 2021-11-18
- Accepted Time:
- 2021-11-22 16:53:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088034 | Usio Inc. | USIO | Functions Related To Depository Banking, Nec (6099) | 980190072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1089351 | A Louis Hoch | 3611 Paesanos Parkway Suite 300 San Antonio TX 78231 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-18 | 100,000 | $6.39 | 2,712,825 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2021-11-22 | 2,000 | $8.44 | 2,710,825 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-18 | 10,000 | $0.00 | 10,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-18 | 10,000 | $0.00 | 10,000 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-18 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2022-11-18 | 2031-11-18 | No | 4 | A | Direct |
| 20,000 | 2023-11-18 | 2031-11-18 | No | 4 | A | Direct |
| 30,000 | 2024-11-18 | 2031-11-18 | No | 4 | A | Direct |
Footnotes
- Vests 11/18/2031 or change of control or per terms of employment agreement.
- This trade was effected pursuant to a 10(b)5-1 plan effective June 14, 2021.
- Restricted stock units vests 11/18/2022.
- Restricted stock units vests 11/18/2023.
- Restricted stock units vests 11/18/2024.
Billionaire Hedge Funds
