Filing Details

Accession Number:
0001213900-21-061219
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-22 16:33:13
Reporting Period:
2021-11-22
Accepted Time:
2021-11-22 16:33:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1750153 Canoo Inc. GOEV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399053 Tony Aquila C/O Canoo Inc.
19951 Mariner Ave.
Torrance CA 90503
Executive Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-22 35,273,268 $6.53 47,632,655 No 4 P Indirect By LLCs
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LLCs
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,538,828 Direct
Footnotes
  1. Shares were acquired pursuant to a Stock Purchase Agreement, dated as of October 6, 2021, and amended as of November 19, 2021, by and between AFV Partners SPV-7 LLC ("AFV 7") and DD Global Holdings Limited.
  2. 12,359,387 shares are held directly by AFV Partners SPV-4 LLC ("AFV 4") and 35,273,268 are held directly by AFV 7. The Reporting Person is the managing member of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 4 and AFV 7. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 and AFV 7, except to the extent of his pecuniary interest therein.
  3. Includes 669,218 Restricted Stock Units that vest through October 19, 2023 and 500,000 Restricted Stock Units that vest through December 21, 2023.