Filing Details
- Accession Number:
- 0001213900-21-061219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 16:33:13
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-22 16:33:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1750153 | Canoo Inc. | GOEV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399053 | Tony Aquila | C/O Canoo Inc. 19951 Mariner Ave. Torrance CA 90503 | Executive Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-22 | 35,273,268 | $6.53 | 47,632,655 | No | 4 | P | Indirect | By LLCs |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LLCs |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,538,828 | Direct |
Footnotes
- Shares were acquired pursuant to a Stock Purchase Agreement, dated as of October 6, 2021, and amended as of November 19, 2021, by and between AFV Partners SPV-7 LLC ("AFV 7") and DD Global Holdings Limited.
- 12,359,387 shares are held directly by AFV Partners SPV-4 LLC ("AFV 4") and 35,273,268 are held directly by AFV 7. The Reporting Person is the managing member of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 4 and AFV 7. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 and AFV 7, except to the extent of his pecuniary interest therein.
- Includes 669,218 Restricted Stock Units that vest through October 19, 2023 and 500,000 Restricted Stock Units that vest through December 21, 2023.