Filing Details
- Accession Number:
- 0001213900-21-061204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 16:25:41
- Reporting Period:
- 2021-11-22
- Accepted Time:
- 2021-11-22 16:25:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1750153 | Canoo Inc. | GOEV | Motor Vehicle Parts & Accessories (3714) | 831476189 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1835786 | Ltd Key Champ | Vistra Corporate Services Centre Po Box 957, Road Town Tortola D8 VG1110 | No | No | Yes | No | |
1835925 | Ltd Holdings Global Dd | Po Box 31119 Grand Pavilion Hibiscus Way, 802 West Bay Road Grand Cayman E9 KY1-1205 | No | No | Yes | No | |
1836826 | Tam Pak Li | Vistra Corporate Services Centre Po Box 957, Road Town Tortola D8 VG1110 | No | No | Yes | No | |
1836845 | Ltd Capital De | Fourth Floor, One Capital Place Po Box 847 Grand Cayman E9 KY1-1103 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-22 | 35,273,268 | $6.53 | 27,025,801 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,189,210 | Direct |
Footnotes
- Shares were sold pursuant to a Stock Purchase Agreement, dated as of October 6, 2021 and amended as of November 19, 2021, by and between AFV Partners SPV-7 LLC and DD Global Holdings Limited.
- Shares are held directly by DD Global Holdings Limited ("DD Global"). DD Global is wholly owned by Champ Key Limited ("Champ Key"). Champ Key is wholly owned by DE Capital Limited ("DE Capital"). DE Capital is wholly owned by Pak Tam Li ("Mr. Li"). Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by DD Global.
- Shares are held directly by Champ Key. In accordance with footnote 2 above, Mr. Li may be deemed to hold sole voting and dispositive control over the shares held by Champ Key.