Filing Details
- Accession Number:
- 0000794367-21-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 16:17:53
- Reporting Period:
- 2021-11-19
- Accepted Time:
- 2021-11-22 16:17:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794367 | Macy's Inc. | M | Retail-Department Stores (5311) | 133324058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1813891 | Paul Griscom | C/O Macy'S, Inc. 145 Progress Place Springdale OH 45246 | Svp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-19 | 1,511 | $0.00 | 4,834 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-22 | 452 | $34.70 | 4,382 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-11-19 | 1,511 | $0.00 | 1,511 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-11-19 | 2021-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 171 | Indirect | By 401(k) Plan |
Footnotes
- One-for-one conversion.
- Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $34.6950 to $34.7101, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.
- Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of November 19, 2021 by $34.71, the stock price on such date.
- On November 19, 2018 the reporting person was granted 1,511 restricted stock units vesting 100% on the third anniversary of the grant date.
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