Filing Details
- Accession Number:
- 0001032220-21-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 15:01:56
- Reporting Period:
- 2021-11-18
- Accepted Time:
- 2021-11-22 15:01:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032220 | Maximus Inc. | MMS | Services-Business Services, Nec (7389) | 541000588 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254631 | David Francis | C/O Maximus, Inc. Attn: Treasury Dept 1891 Metro Center Drive Reston VA 20190 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-19 | 6,188 | $81.53 | 10,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Acquisiton | 2021-11-18 | 1,745 | $0.00 | 1,745 | $72.31 |
| Common Stock | Common Stock | Acquisiton | 2021-11-22 | 4,613 | $0.00 | 4,613 | $81.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,745 | 2023-09-30 | No | 4 | A | Direct | |
| 4,613 | No | 4 | A | Direct |
Footnotes
- Each Performance Restricted Stock Unit represents a contingent right to receive one share of common stock.
- Expiration date not applicable to Performance RSUs
- The weighted average sales price for prices ranging from $81.4 to $81.53. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The shares were received for no consideration upon the satisfaction of performance criteria for the first tranche of the performance-vested restricted stock units granted on November 23, 2020 and remain subject to vesting based on continued employment through September 30, 2023.
- Each Restricted Stock Unit represents a contingent right to receive one share of common stock.
- Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period of the election of the individual, as permitted by the terms of the award:Shares Vest Date1538 09/30/20221538 09/30/20231537 09/30/20124Expiration date not applicable to RSUs
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