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Filing Details

Accession Number:: 0001415889-21-005330
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-19 20:13:56
Reporting Period:: 2021-11-17

Accepted Time:: 2021-11-19 20:13:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069183	Axon Enterprise Inc.	AXON	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	860741227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167028	W Patrick Smith	17800 North 85Th Street Scottsdale AZ 85255	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-17	167	$172.89	2,066,072	No	4	M	Direct
Common Stock	Disposition	2021-11-17	20	$180.00	2,066,052	No	4	S	Direct
Common Stock	Disposition	2021-11-17	80	$180.00	2,065,972	No	4	S	Direct
Common Stock	Acquisiton	2021-11-18	11,982	$174.43	2,077,954	No	4	M	Direct
Common Stock	Disposition	2021-11-18	1,447	$180.16	2,076,507	No	4	S	Direct
Common Stock	Disposition	2021-11-18	5,790	$180.16	2,070,717	No	4	S	Direct
Common Stock	Acquisiton	2021-11-19	212,491	$181.94	2,283,208	No	4	M	Direct
Common Stock	Disposition	2021-11-19	23,879	$180.51	2,259,329	No	4	S	Direct
Common Stock	Disposition	2021-11-19	2,107	$181.59	2,257,222	No	4	S	Direct
Common Stock	Disposition	2021-11-19	57,210	$181.59	2,200,012	No	4	S	Direct
Common Stock	Disposition	2021-11-19	43,354	$182.38	2,156,658	No	4	S	Direct
Common Stock	Disposition	2021-11-19	3,380	$183.11	2,153,278	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2021-11-17	167	$0.00	167	$28.58
Common Stock	Employee Stock Option	Acquisiton	2021-11-17	530,488	$0.00	530,488	$28.58
Common Stock	Employee Stock Option	Acquisiton	2021-11-17	530,488	$0.00	530,488	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-18	11,982	$0.00	11,982	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-19	212,491	$0.00	212,491	$28.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
682,032	2021-06-30	2028-02-28	No	4	M	Direct
1,212,520	2021-09-30	2028-02-28	No	4	A	Direct
1,743,008	2021-11-16	2028-02-28	No	4	A	Direct
1,731,026	2021-06-30	2028-02-28	No	4	M	Direct
1,518,535	2021-06-30	2028-02-28	No	4	M	Direct

Footnotes

This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $183.00 to $183.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of tranches nine and ten of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on November 17, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares withheld, sold or made available to sell to cover taxes.