Filing Details

Accession Number:
0001209191-21-065932
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-19 18:50:04
Reporting Period:
2021-11-17
Accepted Time:
2021-11-19 18:50:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493761 Turtle Beach Corp HEAR Communications Equipment, Nec (3669) 272767540
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531225 T John Hanson C/O Turtle Beach Corporation
44 South Broadway, 4Th Floor
White Plains NY 10601
Cfo, Treasurer And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-17 1,146 $16.52 20,653 No 4 M Direct
Common Stock Acquisiton 2021-11-17 10,000 $12.10 30,653 No 4 M Direct
Common Stock Disposition 2021-11-17 11,146 $27.42 19,507 No 4 S Direct
Common Stock Acquisiton 2021-11-18 15,833 $12.10 35,340 No 4 M Direct
Common Stock Acquisiton 2021-11-18 21,770 $5.95 57,110 No 4 M Direct
Common Stock Acquisiton 2021-11-18 6,250 $7.24 63,360 No 4 M Direct
Common Stock Disposition 2021-11-18 43,853 $27.45 19,507 No 4 S Direct
Common Stock Acquisiton 2021-11-19 8,630 $4.64 28,137 No 4 M Direct
Common Stock Acquisiton 2021-11-19 23,817 $2.04 51,954 No 4 M Direct
Common Stock Disposition 2021-11-19 31,783 $27.25 20,171 No 4 S Direct
Common Stock Disposition 2021-11-19 664 $28.07 19,507 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-11-17 1,146 $0.00 1,146 $16.52
Common Stock Stock Option (Right to Buy) Disposition 2021-11-17 10,000 $0.00 10,000 $12.10
Common Stock Stock Option (Right to Buy) Disposition 2021-11-18 15,833 $0.00 15,833 $12.10
Common Stock Stock Option (Right to Buy) Disposition 2021-11-18 21,770 $0.00 21,770 $5.95
Common Stock Stock Option (Right to Buy) Disposition 2021-11-18 6,250 $0.00 6,250 $7.24
Common Stock Stock Option (Right to Buy) Disposition 2021-11-19 8,630 $0.00 8,630 $4.64
Common Stock Stock Option (Right to Buy) Disposition 2021-11-19 23,817 $0.00 23,817 $2.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-11-29 No 4 M Direct
30,000 2029-04-01 No 4 M Direct
14,167 2029-04-01 No 4 M Direct
33,230 2030-04-01 No 4 M Direct
0 2025-05-29 No 4 M Direct
0 2026-04-04 No 4 M Direct
2,696 2027-11-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 10,000 10,000 Direct
Common Stock Restricted Stock Units $0.00 20,625 20,625 Direct
Common Stock Restricted Stock Units $0.00 18,000 18,000 Direct
Common Stock Stock Option (Right to Buy) $3.12 2028-04-11 29,391 29,391 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
10,000 10,000 Direct
20,625 20,625 Direct
18,000 18,000 Direct
2028-04-11 29,391 29,391 Direct
Footnotes
  1. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.207 to $27.56 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.775 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.977 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.019 to $28.1075 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  5. All options were exercisable as of the transaction date.
  6. All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2023.
  7. All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2024.
  8. The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.
  9. These restricted stock units vest in equal annual installments until April 1, 2023.
  10. These restricted stock units vest in equal annual installments until April 1, 2024.
  11. One-quarter of these restricted stock units will vest on April 1, 2022, with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2025.
  12. These options are scheduled to vest in equal monthly installments until April 11, 2022.