Filing Details
- Accession Number:
- 0001209191-21-065932
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-19 18:50:04
- Reporting Period:
- 2021-11-17
- Accepted Time:
- 2021-11-19 18:50:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493761 | Turtle Beach Corp | HEAR | Communications Equipment, Nec (3669) | 272767540 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1531225 | T John Hanson | C/O Turtle Beach Corporation 44 South Broadway, 4Th Floor White Plains NY 10601 | Cfo, Treasurer And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-17 | 1,146 | $16.52 | 20,653 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-11-17 | 10,000 | $12.10 | 30,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-17 | 11,146 | $27.42 | 19,507 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-11-18 | 15,833 | $12.10 | 35,340 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-11-18 | 21,770 | $5.95 | 57,110 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-11-18 | 6,250 | $7.24 | 63,360 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-18 | 43,853 | $27.45 | 19,507 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-11-19 | 8,630 | $4.64 | 28,137 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-11-19 | 23,817 | $2.04 | 51,954 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-19 | 31,783 | $27.25 | 20,171 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-11-19 | 664 | $28.07 | 19,507 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-17 | 1,146 | $0.00 | 1,146 | $16.52 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-17 | 10,000 | $0.00 | 10,000 | $12.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-18 | 15,833 | $0.00 | 15,833 | $12.10 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-18 | 21,770 | $0.00 | 21,770 | $5.95 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-18 | 6,250 | $0.00 | 6,250 | $7.24 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-19 | 8,630 | $0.00 | 8,630 | $4.64 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-19 | 23,817 | $0.00 | 23,817 | $2.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2024-11-29 | No | 4 | M | Direct | |
30,000 | 2029-04-01 | No | 4 | M | Direct | |
14,167 | 2029-04-01 | No | 4 | M | Direct | |
33,230 | 2030-04-01 | No | 4 | M | Direct | |
0 | 2025-05-29 | No | 4 | M | Direct | |
0 | 2026-04-04 | No | 4 | M | Direct | |
2,696 | 2027-11-13 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 10,000 | 10,000 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 20,625 | 20,625 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 18,000 | 18,000 | Direct | ||
Common Stock | Stock Option (Right to Buy) | $3.12 | 2028-04-11 | 29,391 | 29,391 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
10,000 | 10,000 | Direct | |
20,625 | 20,625 | Direct | |
18,000 | 18,000 | Direct | |
2028-04-11 | 29,391 | 29,391 | Direct |
Footnotes
- The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27.207 to $27.56 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.775 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $27 to $27.977 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $28.019 to $28.1075 per share. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- All options were exercisable as of the transaction date.
- All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2023.
- All exercised options were exercisable as of the transaction date, with the remainder options scheduled to vest in equal monthly installments until April 1, 2024.
- The securities are restricted stock units representing a contingent right to receive one share of Turtle Beach Corporation common stock, or cash with a value equal to the fair market value of the underlying common stock, or a combination thereof.
- These restricted stock units vest in equal annual installments until April 1, 2023.
- These restricted stock units vest in equal annual installments until April 1, 2024.
- One-quarter of these restricted stock units will vest on April 1, 2022, with the remainder of the restricted stock units vesting in equal annual installments until April 1, 2025.
- These options are scheduled to vest in equal monthly installments until April 11, 2022.