Filing Details
- Accession Number:
- 0001062993-21-011264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-19 17:47:02
- Reporting Period:
- 2021-10-20
- Accepted Time:
- 2021-11-19 17:47:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1770141 | Uphealth Inc. | UPH | Services-Health Services (8000) | 833838045 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1865982 | Mariya Pylypiv | C/O Uphealth Holdings, Inc. 14000 S. Military Trail #203 Delray Beach FL 33484 | Chief Strategy Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-10-20 | 155,440 | $0.00 | 7,617,084 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2021-11-17 | 2,618 | $3.40 | 7,619,702 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-11-17 | 10,000 | $3.42 | 7,629,702 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-11-18 | 645 | $3.35 | 7,630,347 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-11-18 | 16,737 | $3.40 | 7,647,084 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-Based Restricted Stock Unit | Acquisiton | 2021-10-20 | 155,440 | $0.00 | 155,440 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
155,440 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,461,644 | Direct |
Footnotes
- Subject to the Reporting Person's continued service to UpHealth, Inc. (the "Company"), 1/3 of the Restricted Stock Unit ("RSUs") shall vest on May 1, 2022 (the "Initial Vesting Date"), and the remaining 2/3 of the RSUs shall vest quarterly on each of three month anniversary following the Initial Vesting Date until fully vested.
- Each performance-based RSU represents the right to receive, following vesting, one share of the Company's common stock ("Common Stock"). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Board of Directors on an annual basis over three one-year performance periods beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.