Filing Details

Accession Number:
0001062993-21-011264
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-19 17:47:02
Reporting Period:
2021-10-20
Accepted Time:
2021-11-19 17:47:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1770141 Uphealth Inc. UPH Services-Health Services (8000) 833838045
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1865982 Mariya Pylypiv C/O Uphealth Holdings, Inc.
14000 S. Military Trail #203
Delray Beach FL 33484
Chief Strategy Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-10-20 155,440 $0.00 7,617,084 No 4 A Direct
Common Stock Acquisiton 2021-11-17 2,618 $3.40 7,619,702 No 4 P Direct
Common Stock Acquisiton 2021-11-17 10,000 $3.42 7,629,702 No 4 P Direct
Common Stock Acquisiton 2021-11-18 645 $3.35 7,630,347 No 4 P Direct
Common Stock Acquisiton 2021-11-18 16,737 $3.40 7,647,084 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance-Based Restricted Stock Unit Acquisiton 2021-10-20 155,440 $0.00 155,440 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
155,440 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,461,644 Direct
Footnotes
  1. Subject to the Reporting Person's continued service to UpHealth, Inc. (the "Company"), 1/3 of the Restricted Stock Unit ("RSUs") shall vest on May 1, 2022 (the "Initial Vesting Date"), and the remaining 2/3 of the RSUs shall vest quarterly on each of three month anniversary following the Initial Vesting Date until fully vested.
  2. Each performance-based RSU represents the right to receive, following vesting, one share of the Company's common stock ("Common Stock"). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Board of Directors on an annual basis over three one-year performance periods beginning on the first day of the fiscal year of 2021 and ending on the last day of the fiscal year of 2023.