Filing Details
- Accession Number:
- 0001213900-21-060867
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-19 16:30:29
- Reporting Period:
- 2021-11-17
- Accepted Time:
- 2021-11-19 16:30:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1491419 | Liveone Inc. | LVO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480034 | E. Jay Krigsman | C/O Liveone, Inc 269 South Beverly Drive, Suite 1450 Beverly Hills CA 90212 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2021-11-17 | 10,000 | $2.20 | 890,186 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 92,021 | Direct |
Footnotes
- These shares were purchased by the Krigsman Family Trust (the "Trust").
- Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.