Filing Details
- Accession Number:
- 0000880771-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 15:27:09
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 15:27:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880771 | Sciclone Pharmaceuticals Inc | SCLN | Pharmaceutical Preparations (2834) | 943116852 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298900 | Gary Titus | Sciclone Pharmaceuticals, Inc. 950 Tower Lane, Suite 900 Foster City CA 94404-2125 | Cfo & Sr. Vp Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-31 | 431 | $2.05 | 22,556 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-11-30 | 269 | $2.15 | 22,825 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-02-28 | 411 | $3.29 | 23,236 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option | Acquisiton | 2011-05-12 | 200,000 | $5.13 | 200,000 | $5.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200,000 | 2021-05-12 | No | 4 | A | Direct |
Footnotes
- Purchased under the Issuer's Employee Stock Purchase Plan on August 31, 2010.
- Purchased under the Issuer's Employee Stock Purchase Plan on November 30, 2010.
- Purchased under the Issuer's Employee Stock Purchase Plan on February 28, 2011.
- Granted under the Issuer's 2005 Equity Incentive Plan.
- 25% of such shares vest April 5, 2012 and 2.0833% vests each month thereafter, provided that Reporting Person continues to be employed by the Issuer.
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