Filing Details
- Accession Number:
- 0001209191-21-065696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-19 07:30:28
- Reporting Period:
- 2021-11-17
- Accepted Time:
- 2021-11-19 07:30:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579428 | Axsome Therapeutics Inc. | AXSM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1295913 | E Mark Saad | C/O Axsome Therapeutics, Inc. 22 Cortlandt Street, 16Th Floor New York NY 10007 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-17 | 3,000 | $34.53 | 10,002 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-11-17 | 100 | $34.40 | 100 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2021-11-17 | 100 | $34.45 | 100 | No | 4 | P | Indirect | Custodial account for child |
Common Stock | Acquisiton | 2021-11-17 | 100 | $34.40 | 100 | No | 4 | P | Indirect | Custodial account for child |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
No | 4 | P | Indirect | Custodial account for child |
Footnotes
- These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.