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Filing Details

Accession Number:: 0001104659-21-141405
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-18 19:11:55
Reporting Period:: 2021-11-16

Accepted Time:: 2021-11-18 19:11:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1699838	Confluent Inc.	CFLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1190191	William J Gurley	2965 Woodside Road Woodside CA 94062		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-11-16	10,550	$84.11	10,144	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	7,644	$85.84	2,500	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	2,500	$86.43	0	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	2,700	$81.44	1,453,437	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	6,790	$82.30	1,446,647	No	4	S	Indirect	F1See footnote
Class A Common Stock	Disposition	2021-11-16	21,810	$83.65	1,424,837	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	55,880	$84.41	1,368,957	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	22,860	$85.08	1,346,097	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-16	8,500	$86.35	1,337,597	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	F1See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	135,919	Indirect	See footnote

Footnotes

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $83.81 to a high of $84.66, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held by J. William Gurley's family partnerships.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $85.1 to a high of $86.09, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $86.1 to a high of $86.5, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $80.855 to a high of $81.795, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held by J. William Gurley's trust entity.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $81.86 to a high of $82.8, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $82.93 to a high of $83.925, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $83.935 to a high of $84.92, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $84.935 to a high of $85.92, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2021. The actual sale prices ranged from a low of $85.96 to a high of $86.5, inclusive. The Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
Shares are held by Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"). The Reporting Person is a managing member of BCMC VIII, and may be deemed to share voting and investment power over the securities held by such entities. The Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest in such securities.