Filing Details
- Accession Number:
- 0001654954-21-012435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-18 18:41:39
- Reporting Period:
- 2021-11-16
- Accepted Time:
- 2021-11-18 18:41:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857005 | Ptc Inc. | PTC | Services-Prepackaged Software (7372) | 042866152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252191 | C Aaron Staats Von | 121 Seaport Boulevard Boston MA 02210 | Evp, Gc And Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-16 | 1,137 | $119.85 | 35,829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-16 | 1,533 | $120.61 | 34,296 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-16 | 1,406 | $122.08 | 33,890 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-16 | 2,988 | $123.16 | 29,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-16 | 98 | $123.67 | 29,804 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-17 | 4,701 | $0.00 | 4,701 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-17 | 4,701 | $0.00 | 4,701 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-17 | 9,403 | $0.00 | 9,403 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,701 | No | 4 | A | Direct | ||
| 4,701 | No | 4 | A | Direct | ||
| 9,403 | No | 4 | A | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1(c) trading plan.
- This transaction was executed in multiple trades at prices ranging from $119.28 to $120.245. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $120.29 to $121.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $121.6 to $122.54. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $122.655 to $123.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- Target performance-based RSUs that can be earned to the extent the cash flow performance-measure is met for each of the three performance periods. RSUs earned are eligible to vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
- Target performance-based RSUs that can be earned to the extent the rTSR performance measure is met for FY24. RSUs earned will vest on November 15, 2024.
- Service-based RSUs that vest in three substantially equal installments on November 15, 2022, 2023 and 2024.
- This amount represents the total number of derivative securities beneficially owned of the class shown.
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