Filing Details

Accession Number:
0001104659-21-141279
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-18 17:23:04
Reporting Period:
2021-11-16
Accepted Time:
2021-11-18 17:23:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1639825 Peloton Interactive Inc. PTON () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1361345 Tcv Member Fund, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1666730 Tcv Ix, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
1666760 Tcv Ix (B), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1698264 Technology Crossover Management Ix, Ltd. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
1698927 Technology Crossover Management Ix, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
1788958 Tcv Ix Cycle, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No Yes Yes
1788962 Tcv Ix Cycle (Mf), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1788966 Tcv Ix Cycle (B), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1788967 Tcv Ix Cycle (A), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-18 1,084,678 $46.00 1,312,859 No 4 P Indirect TCV IX, L.P.
Class A Common Stock Acquisiton 2021-11-18 306,056 $46.00 370,440 No 4 P Indirect TCV IX (A) Opportunities, L.P.
Class A Common Stock Acquisiton 2021-11-18 57,930 $46.00 70,116 No 4 P Indirect TCV IX (B), L.P.
Class A Common Stock Acquisiton 2021-11-18 83,629 $46.00 101,221 No 4 P Indirect TCV Member Fund, L.P.
Class A Common Stock Acquisiton 2021-11-16 57,089 $0.00 1,289,585 No 4 C Direct
Class A Common Stock Acquisiton 2021-11-16 16,109 $0.00 363,879 No 4 C Indirect TCV IX Cycle (A), L.P.
Class A Common Stock Acquisiton 2021-11-16 3,050 $0.00 68,880 No 4 C Indirect TCV IX Cycle (B), L.P.
Class A Common Stock Acquisiton 2021-11-16 4,403 $0.00 99,433 No 4 C Indirect TCV IX Cycle (MF), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect TCV IX, L.P.
No 4 P Indirect TCV IX (A) Opportunities, L.P.
No 4 P Indirect TCV IX (B), L.P.
No 4 P Indirect TCV Member Fund, L.P.
No 4 C Direct
No 4 C Indirect TCV IX Cycle (A), L.P.
No 4 C Indirect TCV IX Cycle (B), L.P.
No 4 C Indirect TCV IX Cycle (MF), L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-11-16 57,089 $0.00 57,089 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-16 16,109 $0.00 16,109 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-16 3,050 $0.00 3,050 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-16 4,403 $0.00 4,403 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,091,405 No 4 C Direct
2,565,254 No 4 C Indirect
485,543 No 4 C Indirect
704,842 No 4 C Indirect
Footnotes
  1. These shares are directly held by TCV IX, L.P. ("TCV IX"). Jay C. Hoag is a Class A Member of Technology Crossover Management IX, Ltd. ("Management IX") and a limited partner of Technology Crossover Management IX, L.P. ("TCM IX"). Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX. Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  2. These shares are directly held by TCV IX (A) Opportunities, L.P. ("TCV IX A Opportunities"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX A Opportunities. Management IX is also the sole general partner of TCV IX (A), L.P. which is sole shareholder of TCV IX (A) Opportunities, Ltd., which in turn is the sole limited partner of TCV IX A Opportunities. Mr. Hoag, Management IX, TCM IX, TCV IX (A), L.P. and TCV IX (A) Opportunities, Ltd. may be deemed to beneficially own the shares held by TCV IX A Opportunities but each disclaims beneficial ownership of such shares except to the except of their pecuniary interest therein.
  3. These shares are directly held by TCV IX (B), L.P. ("TCV IX (B)"). Jay C. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (B). Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX (B) but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  4. These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). Mr. Hoag is a Class A Member of Management IX. Management IX is a general partner of TCV MF. Mr. Hoag is also a limited partner of TCV MF. Mr. Hoag and Management IX may be deemed to beneficially own the shares held by TCV MF but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  5. Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.
  6. These shares are directly held by TCV IX Cycle, L.P. ("Cycle IX"). Jay C. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, LLC ("TCV IX Cycle GP"), which in turn is the sole general partner of Cycle IX. Mr. Hoag, Management IX, TCM IX, TCV IX, L.P. and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  7. These shares are directly held by TCV IX Cycle (A), L.P. ("Cycle A IX"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, which in turn is the sole general partner of Cycle A IX. Mr. Hoag, Management IX, TCM IX, TCV IX and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle A IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  8. These shares are directly held by TCV IX Cycle (B), L.P. ("Cycle B IX"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, which in turn is the sole general partner of Cycle B IX. Mr. Hoag, Management IX, TCM IX, TCV IX and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle B IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  9. These shares are directly held by TCV Cycle IX (MF), L.P. ("Cycle MF IX"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, which in turn is the sole general partner of Cycle MF IX. Mr. Hoag is also a limited partner of TCV MF, which is the sole limited partner of Cycle MF IX. Mr. Hoag, Management IX, TCM IX, TCV IX and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle MF IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  10. Each share of the issuer's Class B Common Stock will automatically be converted into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's IPO, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.
  11. The holder elected to convert the Class B Common Stock to Class A Common Stock on a 1-for-1 basis.