Filing Details
- Accession Number:
- 0001104659-21-141279
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-18 17:23:04
- Reporting Period:
- 2021-11-16
- Accepted Time:
- 2021-11-18 17:23:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1639825 | Peloton Interactive Inc. | PTON | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361345 | Tcv Member Fund, L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | No | Yes | |
1666730 | Tcv Ix, L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1666760 | Tcv Ix (B), L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | No | Yes | |
1698264 | Technology Crossover Management Ix, Ltd. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1698927 | Technology Crossover Management Ix, L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1788958 | Tcv Ix Cycle, L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1788962 | Tcv Ix Cycle (Mf), L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | No | Yes | |
1788966 | Tcv Ix Cycle (B), L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | No | Yes | |
1788967 | Tcv Ix Cycle (A), L.p. | C/O Tcv 250 Middlefield Road Menlo Park CA 94025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-11-18 | 1,084,678 | $46.00 | 1,312,859 | No | 4 | P | Indirect | TCV IX, L.P. |
Class A Common Stock | Acquisiton | 2021-11-18 | 306,056 | $46.00 | 370,440 | No | 4 | P | Indirect | TCV IX (A) Opportunities, L.P. |
Class A Common Stock | Acquisiton | 2021-11-18 | 57,930 | $46.00 | 70,116 | No | 4 | P | Indirect | TCV IX (B), L.P. |
Class A Common Stock | Acquisiton | 2021-11-18 | 83,629 | $46.00 | 101,221 | No | 4 | P | Indirect | TCV Member Fund, L.P. |
Class A Common Stock | Acquisiton | 2021-11-16 | 57,089 | $0.00 | 1,289,585 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2021-11-16 | 16,109 | $0.00 | 363,879 | No | 4 | C | Indirect | TCV IX Cycle (A), L.P. |
Class A Common Stock | Acquisiton | 2021-11-16 | 3,050 | $0.00 | 68,880 | No | 4 | C | Indirect | TCV IX Cycle (B), L.P. |
Class A Common Stock | Acquisiton | 2021-11-16 | 4,403 | $0.00 | 99,433 | No | 4 | C | Indirect | TCV IX Cycle (MF), L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | TCV IX, L.P. |
No | 4 | P | Indirect | TCV IX (A) Opportunities, L.P. |
No | 4 | P | Indirect | TCV IX (B), L.P. |
No | 4 | P | Indirect | TCV Member Fund, L.P. |
No | 4 | C | Direct | |
No | 4 | C | Indirect | TCV IX Cycle (A), L.P. |
No | 4 | C | Indirect | TCV IX Cycle (B), L.P. |
No | 4 | C | Indirect | TCV IX Cycle (MF), L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-11-16 | 57,089 | $0.00 | 57,089 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-11-16 | 16,109 | $0.00 | 16,109 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-11-16 | 3,050 | $0.00 | 3,050 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-11-16 | 4,403 | $0.00 | 4,403 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,091,405 | No | 4 | C | Direct | ||
2,565,254 | No | 4 | C | Indirect | ||
485,543 | No | 4 | C | Indirect | ||
704,842 | No | 4 | C | Indirect |
Footnotes
- These shares are directly held by TCV IX, L.P. ("TCV IX"). Jay C. Hoag is a Class A Member of Technology Crossover Management IX, Ltd. ("Management IX") and a limited partner of Technology Crossover Management IX, L.P. ("TCM IX"). Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX. Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- These shares are directly held by TCV IX (A) Opportunities, L.P. ("TCV IX A Opportunities"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX A Opportunities. Management IX is also the sole general partner of TCV IX (A), L.P. which is sole shareholder of TCV IX (A) Opportunities, Ltd., which in turn is the sole limited partner of TCV IX A Opportunities. Mr. Hoag, Management IX, TCM IX, TCV IX (A), L.P. and TCV IX (A) Opportunities, Ltd. may be deemed to beneficially own the shares held by TCV IX A Opportunities but each disclaims beneficial ownership of such shares except to the except of their pecuniary interest therein.
- These shares are directly held by TCV IX (B), L.P. ("TCV IX (B)"). Jay C. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX (B). Mr. Hoag, Management IX, and TCM IX may be deemed to beneficially own the shares held by TCV IX (B) but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- These shares are directly held by TCV Member Fund, L.P. ("TCV MF"). Mr. Hoag is a Class A Member of Management IX. Management IX is a general partner of TCV MF. Mr. Hoag is also a limited partner of TCV MF. Mr. Hoag and Management IX may be deemed to beneficially own the shares held by TCV MF but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.
- These shares are directly held by TCV IX Cycle, L.P. ("Cycle IX"). Jay C. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, LLC ("TCV IX Cycle GP"), which in turn is the sole general partner of Cycle IX. Mr. Hoag, Management IX, TCM IX, TCV IX, L.P. and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- These shares are directly held by TCV IX Cycle (A), L.P. ("Cycle A IX"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, which in turn is the sole general partner of Cycle A IX. Mr. Hoag, Management IX, TCM IX, TCV IX and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle A IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- These shares are directly held by TCV IX Cycle (B), L.P. ("Cycle B IX"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, which in turn is the sole general partner of Cycle B IX. Mr. Hoag, Management IX, TCM IX, TCV IX and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle B IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- These shares are directly held by TCV Cycle IX (MF), L.P. ("Cycle MF IX"). Mr. Hoag is a Class A Member of Management IX and a limited partner of TCM IX. Management IX is the sole general partner of TCM IX, which in turn is the sole general partner of TCV IX, which in turn is the sole member of TCV IX Cycle GP, which in turn is the sole general partner of Cycle MF IX. Mr. Hoag is also a limited partner of TCV MF, which is the sole limited partner of Cycle MF IX. Mr. Hoag, Management IX, TCM IX, TCV IX and TCV IX Cycle GP may be deemed to beneficially own the shares held by Cycle MF IX but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- Each share of the issuer's Class B Common Stock will automatically be converted into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's IPO, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.
- The holder elected to convert the Class B Common Stock to Class A Common Stock on a 1-for-1 basis.