Home > Insider Trading > Filing (0001445305-21-000178)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1445305	Workiva Inc	WK	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1014008	J. Martin Vanderploeg	2900 University Boulevard Ames IA 50010	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-11-16	599,641	$151.00	359	No	4	S	Indirect	By living trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By living trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	377,022	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			710,562	710,562	Indirect
Class A Common Stock	Class B Common Stock	$0.00			491,270	491,270	Indirect
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$12.40	2018-02-01	2027-01-31	200,204	200,204	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$14.74	2017-02-01	2026-01-31	168,421	168,421	Direct
Class A Common Stock	Employee Stock Option to Purchase Class A Common Stock	$15.83	2015-08-12	2024-08-11	133,650	133,650	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	710,562	710,562	Indirect
	491,270	491,270	Indirect
2027-01-31	200,204	200,204	Direct
2026-01-31	168,421	168,421	Direct
2024-08-11	133,650	133,650	Direct

Footnotes

On November 16, 2021, the reporting person filed a Form 4 reporting, among other transactions, the sale by a revocable living trust of 600,000 shares of the issuer's Class A Common Stock. The actual number of shares sold was 599,641. This amendment is being filed to correct the reported number of shares sold.
Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Grant of stock option pursuant to the 2014 Equity Incentive Plan.
Vests in three equal annual installments commencing on the first anniversary of the grant date.
Granted pursuant to 2009 Unit Incentive Plan.
Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.