Filing Details
- Accession Number:
- 0000807249-21-000185
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-18 16:15:01
- Reporting Period:
- 2021-11-17
- Accepted Time:
- 2021-11-18 16:15:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Chairman & Ceo | No | No | No | No |
1238894 | Ggcp, Inc. | 189 Mason Street Greenwich CT 06830 | No | No | No | No | |
1493460 | Ggcp Holdings Llc | 189 Mason Street Greenwich CT 06830 | No | No | No | No | |
1642122 | Associated Capital Group, Inc. | 191 Mason Street Greenwich CT 06830 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-17 | 351 | $27.41 | 1,634,709 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-11-18 | 3,269 | $27.99 | 1,631,440 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
- Securities owned directly by AC. Holdings via GGCP may be deemed to beneficially own the shares as a result of its controlling ownership. Mr. Gabelli may be deemed to have beneficial ownership of the shares held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings.