Filing Details
- Accession Number:
- 0000921895-21-002731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-18 14:04:10
- Reporting Period:
- 2021-11-16
- Accepted Time:
- 2021-11-18 14:04:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922521 | Falconstor Software Inc | FALC | Services-Prepackaged Software (7372) | 770216135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1716687 | Todd Robert Brooks | C/O Falconstor Software Inc. 701 Brazos St, Suite 400 Austin TX 78701 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-16 | 350 | $2.92 | 57,047 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 680,775 | Direct |
Footnotes
- Amount adjusted to reflect 100-for-1 reverse stock split effected by the Issuer in August 2019 as well as certain other adjustments.
- Represents shares of restricted stock units that are subject to vesting.
Billionaire Hedge Funds
