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Home > Insider Trading > Filing (0001104659-21-141008)

Filing Details

Accession Number:: 0001104659-21-141008
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-18 11:39:00
Reporting Period:: 2021-11-17

Accepted Time:: 2021-11-18 11:39:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1534254	Cion Investment Corp	CION	()	453058280

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1667448	Stephen Roman	C/O Cion Investment Corp. 3 Park Avenue, 36Th Floor New York NY 10016	Cco & Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2021-11-17	3,000	$13.32	3,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Represents the aggregate of purchases effected on the same trading day at different prices.
Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.21 to $13.48 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.