Filing Details
- Accession Number:
- 0001179110-11-008024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 14:12:07
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 14:12:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227099 | M John Pasquesi | C/O Otter Capital Llc 755 Page Mill Road Palo Alto CA 94304 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $.01 Par Value Per Share | Acquisiton | 2011-05-12 | 900,000 | $6.67 | 936,744 | No | 4 | M | Direct | |
Common Shares, $.01 Par Value Per Share | Disposition | 2001-05-12 | 172,225 | $34.84 | 764,519 | No | 4 | F | Direct | |
Common Shares, $.01 Par Value Per Share | Disposition | 2011-05-13 | 446,513 | $34.29 | 318,006 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2011-05-12 | 900,000 | $6.67 | 900,000 | $6.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,352,838 | 2002-10-23 | 2011-10-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $.01 Par Value Per Share | 1,152,804 | Indirect | By Limited Liability Company |
Common Shares, $.01 Par Value Per Share | 62,211 | Indirect | By Trust |
Footnotes
- The security holder is Otter Capital LLC, for which Mr. Pasquesi serves as managing member. All indicated securities are included because of his affiliation with Otter Capital LLC.
- The reporting person contributed his directly owned shares of the company to a revocable trust. The reporting person and his spouse are the trustees.
- On May 12, 2011, the reporting person exercised 900,000 stock options and, under the net settlement provisions of the applicable stock option agreement, 172,225 common shares were withheld in payment of the exercise price.
- Represents a weighted average sales price; the sales prices range from $34.2621 to $34.6863. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or a security holder of the issuer.
- The amount of common shares includes common shares acquired in connection with a 3-for-one share split effectuated by Arch Capital Group Ltd. on May 11, 2011.