Filing Details
- Accession Number:
- 0001493152-21-029160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 21:10:25
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 21:10:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
81955 | Rand Capital Corp | RAND | () | 160961359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1792912 | Samuel Adam Gusky | C/O Rand Capital Corporation 14 Lafayette Square, Suite 1405 Buffalo NY 14203 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-15 | 6 | $15.95 | 6,129 | No | 4 | P | Indirect | By LLC |
Common Stock | Acquisiton | 2021-11-17 | 1,452 | $16.25 | 7,581 | No | 4 | P | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LLC |
No | 4 | P | Indirect | By LLC |
Footnotes
- These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.