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Filing Details

Accession Number:: 0001415889-21-005283
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-17 20:56:03
Reporting Period:: 2021-11-15

Accepted Time:: 2021-11-17 20:56:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069183	Axon Enterprise Inc.	AXON	Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480)	860741227

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1167028	W Patrick Smith	17800 North 85Th Street Scottsdale AZ 85255	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-11-15	1,067,255	$167.41	1,842,727	No	4	M	Direct
Common Stock	Acquisiton	2021-11-16	553,130	$177.79	2,395,857	No	4	M	Direct
Common Stock	Disposition	2021-11-16	65,990	$180.26	2,329,867	No	4	S	Direct
Common Stock	Disposition	2021-11-16	73,652	$180.26	2,256,215	No	4	S	Direct
Common Stock	Disposition	2021-11-16	35,854	$181.37	2,220,361	No	4	S	Direct
Common Stock	Disposition	2021-11-16	11,333	$182.33	2,209,028	No	4	S	Direct
Common Stock	Disposition	2021-11-16	9,959	$183.37	2,199,069	No	4	S	Direct
Common Stock	Disposition	2021-11-16	858	$184.07	2,198,211	No	4	S	Direct
Common Stock	Disposition	2021-11-16	800	$185.71	2,197,411	No	4	S	Direct
Common Stock	Disposition	2021-11-16	10,456	$186.99	2,186,955	No	4	S	Direct
Common Stock	Disposition	2021-11-16	6,576	$188.03	2,180,379	No	4	S	Direct
Common Stock	Disposition	2021-11-16	17,668	$188.92	2,162,711	No	4	S	Direct
Common Stock	Disposition	2021-11-16	11,956	$190.09	2,150,755	No	4	S	Direct
Common Stock	Disposition	2021-11-16	7,235	$191.25	2,143,520	No	4	S	Direct
Common Stock	Disposition	2021-11-16	9,431	$192.08	2,134,089	No	4	S	Direct
Common Stock	Disposition	2021-11-16	10,371	$193.07	2,123,718	No	4	S	Direct
Common Stock	Disposition	2021-11-16	422	$193.75	2,123,296	No	4	S	Direct
Common Stock	Disposition	2021-11-16	7,585	$195.68	2,115,711	No	4	S	Direct
Common Stock	Disposition	2021-11-16	8,032	$196.95	2,107,679	No	4	S	Direct
Common Stock	Disposition	2021-11-16	4,759	$197.91	2,102,920	No	4	S	Direct
Common Stock	Disposition	2021-11-16	4,222	$198.80	2,098,698	No	4	S	Direct
Common Stock	Disposition	2021-11-16	10,192	$199.99	2,088,506	No	4	S	Direct
Common Stock	Disposition	2021-11-16	1,000	$201.09	2,087,506	No	4	S	Direct
Common Stock	Disposition	2021-11-16	5,979	$202.47	2,081,527	No	4	S	Direct
Common Stock	Disposition	2021-11-16	5,741	$203.76	2,075,786	No	4	S	Direct
Common Stock	Disposition	2021-11-16	3,556	$204.80	2,072,230	No	4	S	Direct
Common Stock	Disposition	2021-11-16	3,325	$205.67	2,068,905	No	4	S	Direct
Common Stock	Disposition	2021-11-16	3,000	$206.87	2,065,905	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option	Disposition	2021-11-15	174,353	$0.00	174,353	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-15	530,488	$0.00	530,488	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-15	1,417,111	$0.00	1,417,111	$28.58
Common Stock	Employee Stock Option	Disposition	2021-11-16	553,130	$0.00	553,130	$28.58

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,182,928	2021-03-31	2028-02-28	No	4	M	Direct
2,652,440	2021-03-31	2028-02-28	No	4	M	Direct
1,235,329	2021-06-30	2028-02-28	No	4	M	Direct
682,199	2021-06-30	2028-02-28	No	4	M	Direct

Footnotes

This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $182.00 to $182.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $183.00 to $183.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $184.00 to $184.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $185.35 to $186.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $186.50 to $187.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $187.51 to $188.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $188.51 to $189.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $189.54 to $190.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $190.56 to $191.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $191.60 to $192.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $192.60 to $193.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $193.60 to $193.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $195.37 to $196.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $196.50 to $197.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $197.50 to $198.245. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $198.67 to $199.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $199.99 to $200.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $201.00 to $201.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $202.19 to $203.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $203.26 to $204.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $204.27 to $205.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $205.25 to $205.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades at prices ranging from $206.84 to $206.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.