Filing Details
- Accession Number:
- 0001654954-21-012379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 19:56:22
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 19:56:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 857005 | Ptc Inc. | PTC | Services-Prepackaged Software (7372) | 042866152 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252191 | C Aaron Staats Von | 121 Seaport Boulevard Boston MA 02210 | Evp, Gc And Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-15 | 1,495 | $119.94 | 18,638 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-15 | 529 | $120.64 | 18,109 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-15 | 117 | $122.22 | 17,992 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 3,242 | $0.00 | 21,234 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 28,615 | $0.00 | 49,849 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-15 | 12,883 | $120.05 | 36,966 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-15 | 6,946 | $0.00 | 6,946 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 6,946 | $0.00 | 6,946 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 3,473 | $0.00 | 3,473 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-15 | 2,862 | $0.00 | 2,862 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 2,862 | $0.00 | 2,862 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2021-11-15 | 3,137 | $0.00 | 3,137 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 3,137 | $0.00 | 3,137 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 3,940 | $0.00 | 3,940 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 3,125 | $0.00 | 3,125 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 3,124 | $0.00 | 3,124 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 2,008 | $0.00 | 2,008 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,946 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 2,862 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 3,137 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 3,940 | No | 4 | M | Direct | ||
| 6,248 | No | 4 | M | Direct | ||
| 3,124 | No | 4 | M | Direct | ||
| 3,124 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- This transaction was executed in multiple trades at prices ranging from $119.32 to $120.16. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $120.48 to $120.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $122 to $122.23. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares earned under the FY21 Corporate Incentive Plan.
- Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares released.
- Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- Performance-based RSUs granted on November 14, 2018 that could be earned for FY21 that were earned and vested on November 15, 2021.
- RSUs granted on November 14, 2018 that vested on November 15, 2019, 2020 and 2021.
- Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
- Performance based RSUs granted on November 21, 2019 that could be earned for FY21 that were earned and vested on November 15, 2021.
- RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
- RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
- Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
- Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
- This amount represents the total number of derivative securities beneficially owned of the class shown.
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