Filing Details

Accession Number:
0001209191-21-065309
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-17 19:53:02
Reporting Period:
2021-11-15
Accepted Time:
2021-11-17 19:53:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671933 Trade Desk Inc. TTD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1671685 Randall David Pickles C/O The Trade Desk, Inc.
42 North Chestnut Street
Ventura CA 93001
Chief Technology Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-11-15 1,666 $105.45 498,115 No 4 F Direct
Class A Common Stock Disposition 2021-11-15 1,111 $105.45 497,004 No 4 F Direct
Class A Common Stock Acquisiton 2021-11-16 52,500 $4.80 549,504 No 4 M Direct
Class A Common Stock Disposition 2021-11-16 52,500 $110.00 497,004 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-16 21,900 $14.25 518,904 No 4 M Direct
Class A Common Stock Disposition 2021-11-16 21,900 $110.00 497,004 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-16 12,350 $26.33 509,354 No 4 M Direct
Class A Common Stock Disposition 2021-11-16 12,350 $110.00 497,004 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-16 10,120 $30.00 507,124 No 4 M Direct
Class A Common Stock Disposition 2021-11-16 10,120 $110.00 497,004 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2021-11-16 52,500 $0.00 52,500 $4.80
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2021-11-16 21,900 $0.00 21,900 $14.25
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2021-11-16 12,350 $0.00 12,350 $26.33
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2021-11-16 10,120 $0.00 10,120 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,620 2027-12-01 No 4 M Direct
51,250 2028-12-01 No 4 M Direct
53,500 2029-12-01 No 4 M Direct
64,750 2030-05-15 No 4 M Direct
Footnotes
  1. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.
  2. Includes 8 shares acquired through the Employee Stock Purchase Plan on November 15, 2021.
  3. The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted April 28, 2021.
  4. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  5. This option was previously reported as covering 7,012 shares at an exercise price of $48.00 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
  6. The option was granted on December 1, 2017, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
  7. This option was previously reported as covering 7,315 shares at an exercise price of $142.45 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
  8. The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
  9. This option was previously reported as covering 6,585 shares at an exercise price of $263.34 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
  10. The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
  11. This option was previously reported as covering 7,487 shares at an exercise price of $300.01 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
  12. The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.