Filing Details
- Accession Number:
- 0001209191-21-065309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 19:53:02
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 19:53:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1671933 | Trade Desk Inc. | TTD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671685 | Randall David Pickles | C/O The Trade Desk, Inc. 42 North Chestnut Street Ventura CA 93001 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2021-11-15 | 1,666 | $105.45 | 498,115 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-11-15 | 1,111 | $105.45 | 497,004 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2021-11-16 | 52,500 | $4.80 | 549,504 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-16 | 52,500 | $110.00 | 497,004 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-16 | 21,900 | $14.25 | 518,904 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-16 | 21,900 | $110.00 | 497,004 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-16 | 12,350 | $26.33 | 509,354 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-16 | 12,350 | $110.00 | 497,004 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2021-11-16 | 10,120 | $30.00 | 507,124 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-11-16 | 10,120 | $110.00 | 497,004 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-16 | 52,500 | $0.00 | 52,500 | $4.80 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-16 | 21,900 | $0.00 | 21,900 | $14.25 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-16 | 12,350 | $0.00 | 12,350 | $26.33 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-11-16 | 10,120 | $0.00 | 10,120 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,620 | 2027-12-01 | No | 4 | M | Direct | |
51,250 | 2028-12-01 | No | 4 | M | Direct | |
53,500 | 2029-12-01 | No | 4 | M | Direct | |
64,750 | 2030-05-15 | No | 4 | M | Direct |
Footnotes
- The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted May 15, 2020.
- Includes 8 shares acquired through the Employee Stock Purchase Plan on November 15, 2021.
- The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a restricted stock award granted April 28, 2021.
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- This option was previously reported as covering 7,012 shares at an exercise price of $48.00 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
- The option was granted on December 1, 2017, the Vesting Commencement Date ("VCD"). One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- This option was previously reported as covering 7,315 shares at an exercise price of $142.45 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
- The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- This option was previously reported as covering 6,585 shares at an exercise price of $263.34 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
- The option was granted on December 1, 2019, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- This option was previously reported as covering 7,487 shares at an exercise price of $300.01 per share, but was adjusted to reflect a 10-for-1 stock split effective June 16, 2021.
- The option was granted on May 15, 2020, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.