Filing Details
- Accession Number:
- 0001562180-21-007135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 18:11:39
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 18:11:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467623 | Dropbox Inc. | DBX | Services-Prepackaged Software (7372) | 260138832 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1734563 | Andrew Houston | 1800 Owens Street Suite 200 San Francisco CA 94158 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-11-15 | 1,036,216 | $26.67 | 9,297,117 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 500,000 | Indirect | See footnote |
| Class A Common Stock | 716,728 | Indirect | See footnote |
Footnotes
- Represents shares that were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards previously reported.
- This transaction was executed in multiple trades at prices ranging from $26.42 to $27.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These securities are restricted stock awards of Class A Common Stock. The restricted stock awards vest over a period of up to ten years following the closing of the Issuer's initial public offering of Class A Common Stock, or March 27, 2028, upon achievement of service-based, market-based, and liquidity event-related performance vesting conditions.
- Shares held by the Andrew Houston Revocable Trust u/a/d 9/7/2011, for which the Reporting Person serves as trustee.
- The Shares are held by the Houston Remainder Trust u/a/d 12/30/2010, for which the Reporting Person serves as trustee.
Billionaire Hedge Funds
