Filing Details

Accession Number:
0001209191-21-065219
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-17 18:04:33
Reporting Period:
2021-11-15
Accepted Time:
2021-11-17 18:04:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1577526 C3.Ai Inc. AI Services-Prepackaged Software (7372) 263999357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1834429 Houman Behzadi C/O C3.Ai, Inc.
1300 Seaport Blvd, Suite 500
Redwood City CA 94063
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-15 15,887 $1.68 347,495 No 4 M Direct
Class A Common Stock Disposition 2021-11-15 11,145 $48.41 336,350 No 4 S Direct
Class A Common Stock Disposition 2021-11-15 1,400 $49.31 334,950 No 4 S Direct
Class A Common Stock Disposition 2021-11-15 2,839 $50.40 332,111 No 4 S Direct
Class A Common Stock Disposition 2021-11-15 503 $51.26 331,608 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-11-15 15,887 $0.00 15,887 $1.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
85,673 2026-07-12 No 4 M Direct
Footnotes
  1. Transaction pursuant to a previously established Rule 10b5-1 Plan.
  2. Represents weighted average sales price. The shares were sold at prices ranging from $47.93 to $48.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Represents weighted average sales price. The shares were sold at prices ranging from $48.93 to $49.61. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Represents weighted average sales price. The shares were sold at prices ranging from $50.03 to $50.94. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $51.04 to $51.57. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Twenty percent (20%) of the shares subject to the option grant vested on May 16, 2017, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.