Filing Details

Accession Number:
0001209191-21-065190
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-17 17:40:21
Reporting Period:
2021-11-15
Accepted Time:
2021-11-17 17:40:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1788882 Root Inc. ROOT Fire, Marine & Casualty Insurance (6331) 842717903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1869675 Hemal Shah 80 E Rich Street
Suite 500
Columbus OH 43215
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-11-15 41,666 $5.12 466,887 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-15 457,566 $0.00 924,453 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.435, inclusive. The reporting person will provide upon request to the SEC, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  3. Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023.