Filing Details
- Accession Number:
- 0001209191-21-065147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 17:00:29
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 17:00:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624658 | Allena Pharmaceuticals Inc. | ALNA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389500 | Md Louis Brenner | C/O Allena Pharmaceuticals, Inc. One Newton Executive Park, Suite 202 Newton MA 02462 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-15 | 40,328 | $0.81 | 288,576 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 125,582 | $0.00 | 328,904 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 125,582 | $0.00 | 125,582 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected by the Reporting Person and represents shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- 40% shall vest on May 10, 2021 and the remaining 60% shall vest on November 10, 2021, subject to the Reporting Person's continued service through each vesting date.
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