Filing Details
- Accession Number:
- 0001209191-21-065041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 15:27:36
- Reporting Period:
- 2021-11-16
- Accepted Time:
- 2021-11-17 15:27:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1746466 | Equillium Inc. | EQ | Pharmaceutical Preparations (2834) | 821554746 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1797818 | Christine Zedelmayer | 2223 Avenida De La Playa Suite 105 La Jolla CA 92037 | Sr. Vice President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-16 | 8,334 | $2.45 | 98,843 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-16 | 4,084 | $5.49 | 94,759 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-11-16 | 15,000 | $2.45 | 109,759 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-16 | 7,350 | $5.49 | 102,409 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2021-11-16 | 8,334 | $0.00 | 8,334 | $2.45 |
Common Stock | Employee Stock Option | Disposition | 2021-11-16 | 15,000 | $0.00 | 15,000 | $2.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
41,666 | 2020-02-13 | 2029-02-12 | No | 4 | M | Direct |
75,000 | 2020-12-10 | 2029-12-09 | No | 4 | M | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 17, 2021.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2021. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.59, inclusive. The reporting person undertakes to provide to Equillium, Inc., any security holder of Equillium, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or expiration dates are not considered to be of the same "class."