Filing Details
- Accession Number:
- 0000899243-21-044979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-17 06:10:34
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-17 06:10:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192337 | J Lewis Critelli | 717 Main Street Honesdale PA 18431 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-11-15 | 5,775 | $16.65 | 33,523 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-11-15 | 5,775 | $27.50 | 27,748 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option-Right to Buy | Disposition | 2021-11-15 | 5,775 | $0.00 | 5,775 | $16.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,275 | 2012-12-31 | 2021-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,064 | Indirect | ESOP |
Common Stock | 600 | Indirect | Restricted Stock Award |
Common Stock | 1,200 | Indirect | Restricted Stock Award |
Common Stock | 1,500 | Indirect | Restricted Stock Award |
Common Stock | 2,000 | Indirect | Restricted Stock Award |
Common Stock | 2,500 | Indirect | Restricted Stock Award |
Footnotes
- Award vests in five equal installments beginning on December 13, 2017 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 12, 2018 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 11, 2019 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 10, 2020 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.
- Award vests in five equal installments beginning on December 8, 2021 and annually thereafter during such periods of continued service as an Employee, Outside Director or Director Emeritus, as applicable.