Filing Details
- Accession Number:
- 0001104659-21-140213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-16 21:42:17
- Reporting Period:
- 2021-11-12
- Accepted Time:
- 2021-11-16 21:42:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1699838 | Confluent Inc. | CFLT | Services-Prepackaged Software (7372) | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1091435 | Mitchell Lasky | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1190191 | William J Gurley | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1190193 | M Steven Spurlock | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1219230 | H Peter Fenton | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1572685 | Matt Cohler | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1695859 | Chetan Puttagunta | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1774645 | E Sarah Tavel | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No | |
| 1825956 | An-Yen Hu | 2965 Woodside Road Woodside CA 94062 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2021-11-15 | 608 | $85.24 | 246 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock | Disposition | 2021-11-15 | 246 | $86.29 | 0 | No | 4 | S | Indirect | See footnote |
| Class A Common Stock | Acquisiton | 2021-11-12 | 892 | $0.00 | 213,731 | No | 4 | J | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
| No | 4 | J | Indirect | See footnote |
Footnotes
- Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $84.95 to a high of $85.94 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $85.95 to a high of $86.595, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Confluent, Inc. or any security holder of Confluent, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.
- Shares held by Chetan Puttagunta.
- Shares held by Chetan Puttagunta's trust entity.
Billionaire Hedge Funds
