Filing Details

Accession Number:
0000899243-21-044896
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-16 18:52:37
Reporting Period:
2021-11-15
Accepted Time:
2021-11-16 18:52:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372807 Portman Ridge Finance Corp PTMN () 205951150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1772591 Patrick Schafer C/O Portman Ridge Finance Corporation
650 Madison Avenue
New York NY 10022
Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-15 1,000 $25.04 5,950 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Reflects the impact of the 1-for-10 reverse stock split effectuated by Portman Ridge Finance Corporation on August 23, 2021.