Filing Details
- Accession Number:
- 0001209191-21-064859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-16 18:36:13
- Reporting Period:
- 2021-11-12
- Accepted Time:
- 2021-11-16 18:36:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851310 | Harmonic Inc | HLIT | Radio & Tv Broadcasting & Communications Equipment (3663) | 770201147 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504670 | Sanjay Kalra | 2590 Orchard Parkway San Jose CA 95131 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-12 | 91,176 | $10.79 | 92,540 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 9,583 | $0.00 | 102,123 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-15 | 5,045 | $10.77 | 97,078 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-11-15 | 10,447 | $0.00 | 107,525 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-15 | 5,500 | $10.77 | 102,025 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 9,583 | $0.00 | 9,583 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2021-11-15 | 10,447 | $0.00 | 10,447 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,584 | 2020-02-15 | 2022-02-15 | No | 4 | M | Direct |
| 52,238 | 2021-02-15 | 2023-02-15 | No | 4 | M | Direct |
Footnotes
- Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2021.
- These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
- Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2021. These restricted stock units were initially granted to the Reporting Person on 2/24/2020, and were identified on a Form 4 filed by the Reporting Person on February 26, 2020.
Billionaire Hedge Funds
